Michael C. Cammarota
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Cammarota, who also goes by Michael C Cammarota, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 5 firms and has passed the Series 62, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1999 - October 2, 2002
NORTHEAST SECURITIES, LLC
May 15, 1992 - April 2, 1999
BROADPOINT DESCAP
May 18, 1982 - September 13, 1982
TIMECAPITAL SECURITIES CORPORATION
March 10, 1977 - May 24, 1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 10, 1977 - May 24, 1984
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/25/1995
Corporate Securities Limited Representative ExaminationSeries 1
Date: 3/3/1977
Registered Representative ExaminationCurrent Firm
NORTHEAST SECURITIES, LLC
CRD#: 25996 / SEC#: , 8-42227
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL SERVICES, LLC | SHAREHOLDER | |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| DIAMANTIS, JOHN M | CHAIRMAN | 1310200 |
| DUFFY, PAUL EDWARD | PRESIDENT | 2227111 |
| O'ROURKE, CHARLES MICHAEL | SECRETARY | 733917 |
| STICE, HAROLD EUGENE | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ROSFP | 1349210 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 11 |
Red Flags
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