William Terrance Popp
Professional Summary
William Terrance Popp, who also goes by Terry Popp, William Terrence Popp, William Terry Popp, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1977 - 2016. William had worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Terry Popp, William Terrence Popp, William Terry Popp
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
49 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ADCAP SECURITIES LLC | LAKE FOREST SECURITIES, LLC | LAKE FOREST SECURITIES LLC | HOLISTIC BROKERAGE, LLC
Contact Information
Main Address
800 Brickell Ave Suite 502, Miami, FL 33131Mailing Address
800 Brickell Ave Suite 502, Miami, FL 33131Phone Number
(305) 374-1177Established
Illinois since 08/28/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Mar 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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