Robert V. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Van Andrews, who also goes by Bob Andrews, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2010 - December 31, 2012
CIC ADVISERS, LLC
June 8, 2010 - November 11, 2016
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
June 1, 2010 - November 11, 2016
CAPITAL INVESTMENT GROUP, INC.
April 1, 2004 - June 24, 2010
PARK AVENUE SECURITIES LLC
December 31, 2001 - April 1, 2004
C.P. ADVISORY SERVICES
May 3, 1999 - June 24, 2010
PARK AVENUE SECURITIES LLC
January 4, 1989 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
November 2, 1988 - December 31, 1988
CADARET, GRANT & CO., INC.
October 6, 1986 - November 16, 1988
FOCUS SECURITIES, INC.
August 20, 1982 - November 17, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 4, 1977 - November 7, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 4, 1977 - November 17, 1986
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1977
Registered Representative ExaminationCurrent Firm
CIC ADVISERS, LLC
CRD#: 130735 / SEC#:
Contact information
Red Flags
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