Lebert A. Howes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lebert Andre Howes, who also goes by Lebert Andre Howes, was a registered financial professional .
Lebert is a previously registered financial professional and started their career in finance in 1977. Lebert had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 53, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2011 - October 30, 2012
AVANTAX ADVISORY SERVICES
May 3, 2011 - October 30, 2012
AVANTAX INVESTMENT SERVICES, INC.
August 3, 2009 - May 23, 2011
HORNOR, TOWNSEND & KENT, LLC
August 3, 2009 - May 23, 2011
HORNOR, TOWNSEND & KENT, LLC
April 25, 2000 - August 6, 2009
EQUITABLE ADVISORS, LLC
October 20, 1980 - August 6, 2009
EQUITABLE ADVISORS, LLC
March 4, 1977 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1977
Registered Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
