Norman S. Batansky

INDEPENDENCE SQUARE HOLDINGS

Boca Raton, FL

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CRD#: 834388

Professional summary

Norman Stanley Batansky is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in Boca Raton, Florida.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Norman has worked at 11 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independence Square Holdings, LLC DBA Independence Square Advisors; Investment Related: Yes; 150 South Warner Road, King of Prussia, PA 19506; Investment Adviser Representative for an Registered Investment Adviser; Financial Advisor; Start Date: 10.06.2023; 160 hrs. per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Stanley Batansky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2023 - Present

INDEPENDENCE SQUARE HOLDINGS, LLC

RIA

CRD#: 300139

Boca Raton, FL

Past

February 7, 2019 - October 6, 2023

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Boca Raton, FL

Past

February 5, 2019 - May 27, 2021

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

August 2, 2016 - April 10, 2019

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

KING OF PRUSSIA, PA

Past

August 2, 2016 - March 19, 2019

LPL FINANCIAL LLC

CRD#: 6413

KING OF PRUSSIA, PA

Past

October 17, 2007 - August 15, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CONSHOHOCKEN, PA

Past

May 31, 2007 - August 15, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CONSHOHOCKEN, PA

Past

May 14, 2001 - June 5, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CONSHOHOCKEN, PA

Past

October 31, 1997 - May 15, 2001

INVESTEC INC.

CRD#: 18553

NEW YORK, NY

Past

April 9, 1992 - November 7, 1997

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

May 31, 1989 - April 8, 1992

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 1, 1977 - June 6, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD#: 300139 / SEC#: 801-116750

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 8/29/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 2/19/1977

General Securities Representative Examination

Current Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD#: 300139 / SEC#: 801-116750

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

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Contact information

Main Address

150 South Warner Road Suite 300, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 520-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/31/2025)

FORM ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,985
AUM (Assets Under Management)	$ 1,488,010,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Norman S. Batansky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Stanley Batansky's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKRIDGE ASSET MANAGEMENT, LLC

PEAK BROKERAGE SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

INVESTEC INC.

PERSHING LLC

PRUDENTIAL EQUITY GROUP, LLC

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

INDEPENDENCE SQUARE HOLDINGS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2008

Series 63

Date: 6/13/1980

SIE

Date: 10/1/2018

PC

Date: 8/29/1977

Series 7

Date: 2/19/1977

Current Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEPENDENCE SQUARE HOLDINGS, LLC

TRUST BUT VERIFY

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