Michael J. Ronan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Ronan, who also goes by Michael J Ronan, Michael Ronan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2000 - April 6, 2001
NATIONAL SECURITIES CORPORATION
October 13, 2000 - November 13, 2000
SHARPE CAPITAL, INC.
September 22, 1999 - August 11, 2000
THE CONCORD EQUITY GROUP, LLC
December 21, 1998 - September 15, 1999
HORNBLOWER & WEEKS, INC.
July 22, 1996 - November 2, 1998
PATTERSON TRAVIS, INC.
May 22, 1995 - March 7, 1996
GILFORD SECURITIES INCORPORATED
November 11, 1994 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
September 9, 1994 - November 11, 1994
WESTFIELD FINANCIAL CORPORATION
May 24, 1988 - September 7, 1994
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 31, 1988
SHERWOOD CAPITAL, INC.
March 1, 1977 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
