Douglas R. Cannon
Professional summary
Douglas Robert Cannon, CFA is a registered financial advisor currently at TEXAS FIRST INVESTMENT MANAGEMENT COMPANY located in Houston, Texas.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Douglas has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Robert Cannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2008 - Present
TEXAS FIRST INVESTMENT MANAGEMENT COMPANY
June 20, 2005 - December 31, 2007
TEXAS FIRST INVESTMENT MANAGEMENT COMPANY
November 1, 2000 - July 2, 2001
UNIFIED FINANCIAL SECURITIES, LLC
April 10, 1997 - November 1, 2000
AMERIPRIME FINANCIAL SECURITIES, INC.
May 21, 1996 - January 28, 2005
REK ADVISORS, INC.
April 28, 1994 - April 4, 1995
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2008)
Exams
Current Firm
TEXAS FIRST INVESTMENT MANAGEMENT COMPANY
CRD#: 132907 / SEC#: 801-72625
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 200,000 |
Red Flags
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