LM
Lorna F. Meyer
ROCKEFELLER CAPITAL MANAGEMENT
San Francisco, CA 94111
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CRD#: 834169
LM
Professional summary
Lorna F Meyer, who also goes by Lorna Farnol, Lorna Farnol Meyer, is a registered financial advisor currently at ROCKEFELLER CAPITAL MANAGEMENT located in San Francisco, California and ROCKEFELLER FINANCIAL LLC located in San Francisco, California.
Lorna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Lorna has worked at 10 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lorna Farnol | Lorna Farnol Meyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*46446 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FOUNDATION OF THE FINE ARTS MUSEMS INVESTMENT RELATED: N ADDRESS OF BUSINESS: SN FRANCISCO, CALIFORNIA 94118 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 8/31/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PUBLIC MUSEUM...I WAS ELECTED PRESIDENT OF THE FOUNDATION BOARD AND PARTICIPATE IN THE DISCUSSIONS AND DECISION MAKING PROCESS WITH THE MUSEUM'S PROFESSIONAL CONSULTANT I*103371 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOVEREIGN ORDER KNIGHTS OF ST. JOHN INVESTMENT RELATED: N ADDRESS OF BUSINESS: WINTERS, CALIFORNIA 95694 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/15/2017 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GALA EVENT FOR THE SAN FRANCISCO CHAPTER FOR FUND RAISING FOR THE ORGANIZATION TO MAKE CHARITABLE DONATIONS. I*114872 For profit or not for profit: Non-Profit Organization Name of outside business organization: Museum of Modern Art Investment related: N Address of business: San Francisco, California 94103 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 6/1/2016 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am not a museum trustee . I am on the acquisitions committee which is a non-governing body. it is my obligation to pay annual dues and attend meetings if possible. the dues are used to purchase art for the museum.
CRS (Client Relationship Summary) - RIA
Click below to view Lorna F Meyer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lorna F Meyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: Two Embarcadero Center Suite 2320, San Francisco, CA 94111RIA
CRD#: 294197
San Francisco, CA
Current
February 21, 2025 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: Two Embarcadero Center Suite 2320, San Francisco, CA 94111RIA
BD
CRD#: 291361
San Francisco, CA
Current
February 21, 2025 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: Two Embarcadero Center Suite 2320, San Francisco, CA 94111RIA
BD
CRD#: 291361
San Francisco, CA
Past
August 27, 2001 - February 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HEALDSBURG, CA
Past
August 27, 2001 - February 24, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HEALDSBURG, CA
Past
February 1, 2000 - August 28, 2001
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
October 5, 1998 - February 1, 2000
HAMBRECHT & QUIST LLC
BD
CRD#: 940
SAN FRANCISCO, CA
Past
September 1, 1997 - September 16, 1998
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
August 30, 1984 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
April 6, 1982 - October 11, 1984
BECKER PARIBAS INCORPORATED
BD
CRD#: 7635
Past
September 27, 1977 - May 4, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
March 1, 1977 - November 15, 1977
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/21/2025)
IAR
California(2/21/2025)
RR
Colorado(2/21/2025)
RR
District of Columbia(2/21/2025)
RR
Florida(2/21/2025)
RR
Hawaii(2/21/2025)
RR
Illinois(2/21/2025)
RR
Maryland(2/21/2025)
RR
Massachusetts(2/21/2025)
RR
Michigan(2/21/2025)
RR
Montana(5/7/2025)
RR
Nevada(2/21/2025)
RR
New Jersey(2/21/2025)
RR
New Mexico(2/21/2025)
RR
New York(2/21/2025)
RR
Ohio(2/21/2025)
RR
Rhode Island(2/21/2025)
RR
Texas(2/21/2025)
IAR
Texas(2/21/2025)
RR
Utah(2/21/2025)
RR
Vermont(2/21/2025)
RR
Virginia(2/21/2025)
RR
Washington(2/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 1/1/1978
AMEX Put and Call ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
