David A. Streeter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David A Cabell Streeter, who also goes by David A C Streeter, David Amonde Cabell Streeter, David Arminde Cabell Streeter, David Armonde Streeter, David Cabell Streeter, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1977. David had worked at 19 firms and has passed the Series 63, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2003 - December 31, 2013
AMERICAN WEALTH MANAGEMENT, INC.
June 9, 1997 - April 2, 2003
AMERICAN WEALTH MANAGEMENT, INC.
April 8, 1996 - May 22, 1997
NEOVEST TRADING
January 24, 1994 - April 1, 1996
STERNE, AGEE & LEACH, INC.
July 6, 1993 - December 17, 1993
H.J. MEYERS & CO., INC.
March 3, 1992 - May 28, 1993
JOSEPHTHAL & CO., INC.
April 25, 1991 - March 2, 1992
NORTHRIDGE CAPITAL CORPORATION
November 9, 1990 - February 14, 1991
GLOBAL AMERICA INCORPORATED
July 28, 1989 - December 8, 1989
AMERICAN FRONTEER FINANCIAL CORPORATION
February 22, 1989 - June 24, 1989
J.P. MORGAN SECURITIES LLC
June 23, 1987 - January 21, 1989
MARSHALL & CO. SECURITIES, INC.
December 16, 1986 - July 13, 1987
INTERNATIONAL SECURITIES GROUP, LTD.
September 16, 1985 - January 27, 1986
UBS FINANCIAL SERVICES INC.
November 1, 1984 - October 10, 1985
PRUDENTIAL EQUITY GROUP, LLC
January 21, 1982 - November 15, 1984
UBS FINANCIAL SERVICES INC.
November 25, 1981 - January 18, 1982
PERSHING LLC
May 21, 1981 - September 9, 1981
DREXEL BURNHAM LAMBERT INCORPORATED
January 19, 1979 - May 29, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 26, 1978 - November 12, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 1977 - January 7, 1979
BRANCH, CABELL & CO., INC.
March 1, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamCurrent Firm
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,219 |
| AUM (Assets Under Management) | $ 309,865,000 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
