Michael Edward Dockendorf
Professional Summary
Michael Edward Dockendorf is a registered financial advisor currently at PEAKSTONE SECURITIES, LLC located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 1977. Michael has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 15, Series 7, Series 10, Series 9 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
PEAKSTONE SECURITIES, LLC
Contact Information
Main Address
550 West Van Buren Street Suite 1460, Chicago, IL 60607Mailing Address
550 West Van Buren Street Suite 1460, Chicago, IL 60607Phone Number
(312) 346-7318Established
Illinois since 02/17/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/25/2016)
(6/15/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Jun 1984Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1984SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Dockendorf's CRS (Customer Relationship Summary).
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