Michael R. Latronica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Latronica was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 11 firms and has passed the Series 63, Series 87, Series 86, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2012 - October 11, 2012
B. RILEY SECURITIES, INC.
August 21, 2003 - June 14, 2011
SOLEIL SECURITIES CORPORATION
August 7, 2001 - August 19, 2003
MORGAN JOSEPH TRIARTISAN LLC
September 15, 1999 - June 22, 2001
HCFP BRENNER SECURITIES, LLC
March 25, 1999 - August 23, 1999
JOHNSON RESEARCH & CAPITAL INCORPORATED
May 22, 1997 - June 17, 1998
C. L. KING & ASSOCIATES, INC.
April 15, 1993 - June 4, 1997
GRUNTAL & CO., L.L.C.
June 8, 1989 - April 5, 1993
MARTIN SIMPSON & COMPANY, INC.
March 22, 1984 - April 22, 1986
CONNING INTERNATIONAL LIMITED PARTNERSHIP
January 13, 1978 - August 12, 1978
ADVEST, INC.
March 1, 1977 - February 3, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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