Andrew A. Bello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew A Bello, who also goes by Andrew Arthur Bello, Arthur Andrew Bello, Andrew Bello, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1977. Andrew had worked at 12 firms and has passed the Series 65, Series 63, SIE, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2022 - April 4, 2024
PFS INVESTMENTS INC.
January 18, 2022 - April 4, 2024
PFS INVESTMENTS INC.
July 22, 2014 - September 29, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 26, 2011 - November 28, 2012
WESTCO INVESTMENT CORP.
June 20, 2005 - December 31, 2010
MML INVESTORS SERVICES, LLC
June 15, 2005 - December 31, 2010
MML INVESTORS SERVICES, LLC
February 6, 2002 - June 14, 2005
DOMINARI SECURITIES LLC
June 10, 1996 - June 14, 2005
DOMINARI SECURITIES LLC
February 26, 1996 - June 7, 1996
GKN SECURITIES CORP.
November 28, 1984 - February 15, 1996
A. G. EDWARDS & SONS, INC.
August 12, 1983 - November 9, 1984
CITIGROUP GLOBAL MARKETS INC.
February 8, 1982 - June 27, 1983
LEHMAN BROTHERS INC.
September 26, 1978 - March 18, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
March 1, 1977 - August 6, 1977
BLYTH EASTMAN DILLON & CO. INCORPORATED
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/11/1977
AMEX Put and Call ExamCurrent Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
