David J. Doerge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Doerge, who also goes by David John Deorge, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1977. David had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 15, Series 5, PC and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2008 - March 4, 2009
BREWER FINANCIAL SERVICES, LLC
May 23, 2003 - October 22, 2004
CHICAGO INVESTMENT GROUP, LLC
April 30, 2003 - August 31, 2006
CHICAGO INVESTMENT GROUP, LLC
November 4, 2002 - July 2, 2003
BALIS LEWITTES & COLEMAN, INC.
February 14, 1995 - July 2, 2003
BALIS LEWITTES & COLEMAN, INC.
January 24, 1995 - February 7, 1995
EGS SECURITIES CORP.
March 1, 1977 - January 3, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 8/13/1985
Foreign Currency Options ExaminationSeries 5
Date: 6/19/1982
Interest Rate Options ExaminationPC
Date: 7/29/1977
AMEX Put and Call ExamCurrent Firm
BREWER FINANCIAL SERVICES, LLC
CRD#: 132558 / SEC#: , 8-66603
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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