George Bernard

HEALTHVIEW ASSET MANAGEMENT

Pittsburgh, PA 15215

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CRD#: 833856

Professional summary

George Bernard JR is a registered financial advisor currently at HEALTHVIEW ASSET MANAGEMENT, INC. located in Pittsburgh, Pennsylvania.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. George has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 41, PC, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BENNINGTON ASSET MANAGEMENT LLC - INDEPENDENT FULL SERVICE MARKETTING COMPANY, MANAGING DIRECTOR SINCE 2/03, WHOLESALING FOR DIVIDEND GROWTH ADVISORS, INDEPENDENT CONTRACTOR; WORLDCARE NORTH AMERICA - INDEPENDENT MEDICAL CONSULTANT, OUTSIDE BOARD MEMBER. BERCLI,LLC, PITTSBURGH PA, 7/2008 TO PRESENT, NON-INVESTMENT RELATED, REAL ESTATE OWNERSHIP-GENERAL PARTNER, APPROXIMATELY 1 HOUR PER MONTH. BERCLI 2,LLC, PITTSBURGH PA, 6/2015 TO PRESENT, NON-INVESTMENT RELATED,REAL ESTATE OWNERSHIP-GENERAL PARTNER, NOT ACTIVE AT THIS TIME. BERNARD FAMILY LIMITED PARTNERSHIP, 4/2001 TO PRESENT, NON-INVESTMENT RELATED, REAL ESTATE OWNERSHIP-GENERAL PARTNER, APPROXIMATELY 4 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Bernard JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2006 - Present

HEALTHVIEW ASSET MANAGEMENT, INC.

Office #1: 219 N Main Street, Pittsburgh, PA 15215

RIA

CRD#: 141884

Pittsburgh, PA

Past

November 16, 2006 - June 1, 2017

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

PITTSBURGH, PA

Past

June 16, 2005 - November 16, 2006

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

PITTSBURGH, PA

Past

February 24, 2003 - June 16, 2005

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

PITTSBURGH, PA

Past

February 5, 2003 - November 16, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

PITTSBURGH, PA

Past

September 12, 2002 - February 18, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

PITTSBURGH, PA

Past

June 26, 2001 - February 4, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

February 14, 2000 - June 6, 2001

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

Past

January 15, 1996 - February 23, 2000

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

December 23, 1994 - September 25, 1995

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

June 30, 1992 - December 23, 1994

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

April 19, 1988 - June 29, 1992

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

April 16, 1987 - February 18, 1988

TUCKER ANTHONY INCORPORATED

CRD#: 837

Past

July 22, 1977 - February 23, 1979

MOSELEY, HALLGARTEN & ESTABROOK INC

CRD#: 7501

Past

July 19, 1977 - April 7, 1987

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Past

March 1, 1977 - August 21, 1977

SHIELDS MODEL ROLAND INCORPORATED

CRD#: 6750

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEALTHVIEW ASSET MANAGEMENT, INC.

BENNINGTON ASSET MANAGEMENT, INC. | HEALTHVIEW ASSET MANAGEMENT, INC. | BENNINGTON FINANCIAL GROUP, INC.

CRD#: 141884 / SEC#: 801-131629

RIA

Registered Investment Advisory firm - (12/16/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2025 Terminated)

Michigan

Registered Investment Advisory firm - (1/31/2025 Terminated)

New York

Registered Investment Advisory firm - (1/22/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/23/2025 Terminated)

West Virginia

Registered Investment Advisory firm - (10/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/20/2013)

IAR

Michigan
(1/19/2023)

IAR

New York
(4/25/2023)

IAR

Pennsylvania
(12/5/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 41

Date: 10/20/1984

NYSE Allied Member Examination

General Industry/Product Exam

PC

Date: 10/4/1983

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 2/19/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/6/1995

General Securities Principal Examination

Current Firm

HEALTHVIEW ASSET MANAGEMENT, INC.

BENNINGTON ASSET MANAGEMENT, INC. | HEALTHVIEW ASSET MANAGEMENT, INC. | BENNINGTON FINANCIAL GROUP, INC.

CRD#: 141884 / SEC#: 801-131629

RIA

Registered Investment Advisory firm - (12/16/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2025 Terminated)

Michigan

Registered Investment Advisory firm - (1/31/2025 Terminated)

New York

Registered Investment Advisory firm - (1/22/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/23/2025 Terminated)

West Virginia

Registered Investment Advisory firm - (10/1/2014 Terminated)

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Contact information

Main Address

219 N Main Street, Pittsburgh, PA 15215

Mailing Address

Phone number

(412) 782-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GEORGE BERNARD (3/18/2025)

ADV PART 2A (3/18/2025)

DOUGLAS WOODS (3/18/2025)

RENATO MASTROGIOVANNI (3/18/2025)

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 99,812,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

George Bernard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Bernard JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

AGES FINANCIAL SERVICES, LTD.

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

GILFORD SECURITIES INCORPORATED

MOORS & CABOT, INC.

PNC BROKERAGE CORP

PNC CAPITAL MARKETS LLC

GRUNTAL & CO., L.L.C.

TUCKER ANTHONY INCORPORATED

MOSELEY, HALLGARTEN & ESTABROOK INC

MOSELEY SECURITIES CORPORATION

SHIELDS MODEL ROLAND INCORPORATED

Primary Firm SEC Registration

HEALTHVIEW ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/1996

Series 63

Date: 2/21/1996

SIE

Date: 6/1/2017

Series 41

Date: 10/20/1984

PC

Date: 10/4/1983

Series 7

Date: 2/19/1977

Series 24

Date: 1/6/1995

Current Firm

HEALTHVIEW ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEALTHVIEW ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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