Julie A. Gionet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Ann Gionet, who also goes by Julie Ann Grusing, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1985. Julie had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 1998 - December 31, 2006
IDS LIFE INSURANCE COMPANY
January 23, 1998 - February 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 10, 1994 - June 21, 1996
ASSOCIATED SECURITIES CORP.
June 12, 1993 - October 5, 1993
VESTCORP SECURITIES, INC.
December 3, 1990 - June 13, 1991
SENTRA SECURITIES CORPORATION
February 10, 1989 - June 3, 1989
SENTRA SECURITIES CORPORATION
December 13, 1985 - February 5, 1988
OCCIDENTAL FUNDING CORPORATION
January 30, 1985 - August 8, 1985
ALISON, BAER SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/11/1977
Registered Representative ExaminationCurrent Firm
IDS LIFE INSURANCE COMPANY
CRD#: 6321 / SEC#: , 8-14124
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC. | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | DIRECTOR, EVP - ANNUITIES | 1975307 |
| BECHTOLD, TIMOTHY VERNON | DIRECTOR, PRESIDENT | 1621000 |
| BERMAN, ARTHUR HOWARD | DIRECTOR, EVP - FINANCE | 4591628 |
| RUETHER, JULIE ANN | CHIEF COMPLIANCE OFFICER | 1090661 |
| SCHWARZMANN, MARK EDWARD | DIRECTOR, CEO, COB | 4742555 |
| STEWART, DAVID KENT | VICE PRESIDENT AND CONTROLLER | 2990869 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
