Robert B. Holland

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CRD#: 833703

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Bruce Holland, CFP® was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 2 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 6413

KING OF PRUSSIA, PA

Past

June 26, 2008 - September 18, 2012

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

KING OF PRUSSIA, PA

Past

June 24, 2008 - September 18, 2012

CETERA WEALTH SERVICES, LLC

CRD#: 13572

KING OF PRUSSIA, PA

Past

February 16, 2005 - June 20, 2008

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

CONSHOHOCKEN, PA

Past

October 24, 2002 - June 20, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

CONSHOHOCKEN, PA

Past

February 1, 1977 - November 20, 2002

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD#: 300139 / SEC#: 801-116750

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 9/26/1973

Non-Member General Securities Examination

Current Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD#: 300139 / SEC#: 801-116750

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

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Contact information

Main Address

150 South Warner Road Suite 300, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 520-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/31/2025)

FORM ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,985
AUM (Assets Under Management)	$ 1,488,010,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Holland

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

INDEPENDENCE SQUARE HOLDINGS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1990

Series 2

Date: 9/26/1973

Current Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEPENDENCE SQUARE HOLDINGS, LLC

TRUST BUT VERIFY

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