Donald Leonard Like | Financial Professional | Valencia, California

Professional summary

Donald Leonard Like, who also goes by Don Like, is a registered financial advisor currently at PFG ADVISORS located in Valencia, California and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Scottsdale, Arizona.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Donald has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don Like

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LBW INSURANCE AND FINANCIAL SERVICES - Chief Financial Officer - DBA Name for Marketing Purposes Only - Valencia CA - Since 09/15/2017 - INVESTMENT RELATED: Yes 2.) PFG ADVISORS LLC - IAR - Registered Investment Advisor - Valencia CA - Since 04/01/2018 - INVESTMENT RELATED: Yes 3.) SMYTH DRIVE LLC - 50 Owner - Ownership of office building. - Valencia CA - Since 12/313/2003 - INVESTMENT RELATED: No 4.) DON LIKE - Insurance Agent - Non-Variable Insurance - Valencia CA - Since 03/21/1961 - INVESTMENT RELATED: Yes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Leonard Like's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2018 - Present

PFG ADVISORS

Office #1: 28055 Smyth Drive, Valencia, CA 91355

RIA

CRD#: 173344

Valencia, CA

Current

November 6, 2025 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258

RIA

BD

CRD#: 20804

Scottsdale, AZ

Past

June 14, 2024 - November 7, 2025

OSAIC WEALTH, INC.

BD

CRD#: 23131

Valencia, CA

Past

September 15, 2017 - December 31, 2018

CUE FINANCIAL GROUP, INC.

RIA

CRD#: 21033

Valencia, CA

Past

September 15, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

BD

CRD#: 10205

Valencia, CA

Past

June 4, 2012 - September 18, 2017

CAPITAL ANALYSTS

RIA

CRD#: 162200

VALENCIA, CA

Past

June 1, 2012 - September 18, 2017

LINCOLN INVESTMENT

RIA

CRD#: 519

VALENCIA, CA

Past

June 1, 2012 - September 18, 2017

LINCOLN INVESTMENT

BD

CRD#: 519

VALENCIA, CA

Past

October 2, 2003 - June 1, 2012

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

VALENCIA, CA

Past

September 3, 2003 - June 1, 2012

CINCINNATI ANALYSTS, INC.

BD

CRD#: 5478

VALENCIA, CA

Past

July 8, 1997 - August 28, 2003

OSAIC WEALTH, INC.

RIA

CRD#: 23131

VAN NUYS, CA

Past

May 10, 1993 - June 16, 1995

VOYA FINANCIAL ADVISORS, INC.

BD

CRD#: 2882

WINDSOR, CT

Past

November 19, 1989 - August 28, 2003

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

August 22, 1989 - April 24, 1991

JOHN HANCOCK DISTRIBUTORS LLC

BD

CRD#: 5249

Past

March 2, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD

CRD#: 6403

Past

February 23, 1977 - April 24, 1991

JOHN HANCOCK DISTRIBUTORS LLC

BD

CRD#: 5249

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(11/6/2025)

IAR

California
(4/18/2018)

RR

California
(11/6/2025)

IAR

Texas
(10/31/2024)

RR

Texas
(11/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 12/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/21/1988

General Securities Representative Examination

General Industry/Product Exam

RR

Series 1

Date: 2/14/1977

Registered Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 8/26/1988

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

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Contact information

Main Address

3200 N. Central Ave Suite #200, Phoenix, AZ 85012

Mailing Address

Phone number

(800) 405-8850

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE AS OF NOVEMBER 10 2025 (11/10/2025)

WRAP FEE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	13,550
AUM (Assets Under Management)	$ 3,083,491,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald L. Like

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Leonard Like's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

OSAIC WEALTH, INC.

CUE FINANCIAL GROUP, INC.

SECURITIES AMERICA, INC.

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

OSAIC WEALTH, INC.

VOYA FINANCIAL ADVISORS, INC.

OSAIC WEALTH, INC.

JOHN HANCOCK DISTRIBUTORS LLC

INTEGRATED RESOURCES EQUITY CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

PFG ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1988

SIE

Date: 10/1/2018

Series 7

Date: 5/21/1988

Series 1

Date: 2/14/1977

Series 24

Date: 8/26/1988

FINRA

Current Firm

PFG ADVISORS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG ADVISORS

TRUST BUT VERIFY

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