Robert R. Grudzinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Richard Grudzinski was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 17 firms and has passed the Series 65, Series 15, Series 5, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1994 - December 31, 1996
SPECTRUM SECURITIES, INC.
January 4, 1994 - January 27, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
October 4, 1993 - December 1, 1993
INVESTORS CAPITAL CORP.
May 16, 1991 - March 20, 1993
SECURITIES AMERICA, INC.
April 16, 1991 - April 30, 1991
SUNPOINT SECURITIES, INC.
March 28, 1989 - October 23, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 21, 1988 - December 31, 1988
THE INVESTMENT CENTER, INC.
January 6, 1988 - February 27, 1988
MOSELEY SECURITIES CORPORATION
December 23, 1986 - December 24, 1987
INVESTORS SECURITY COMPANY, INC.
September 2, 1986 - September 16, 1986
INVESTORS SECURITY COMPANY, INC.
September 2, 1986 - November 10, 1986
GLOBAL INVESTOR SECURITIES, INC.
August 23, 1985 - July 24, 1986
LPL FINANCIAL LLC
December 27, 1984 - August 28, 1985
JANNEY MONTGOMERY SCOTT LLC
August 23, 1982 - March 6, 1985
PRUDENTIAL EQUITY GROUP, LLC
March 2, 1981 - August 10, 1982
KIDDER, PEABODY & CO. INCORPORATED
September 26, 1978 - February 9, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
January 26, 1977 - December 5, 1977
ELKINS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/14/1984
Foreign Currency Options ExaminationSeries 5
Date: 2/16/1984
Interest Rate Options ExaminationCurrent Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
Documents
Red Flags
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