TS
Timothy J. Sherer
EMERSON EQUITY LLC
Reno, NV 89503
Some features on this profile are disabled
CRD#: 833618
TS
Professional summary
Timothy John Sherer, who also goes by Tim Sherer, is a registered financial advisor currently at EMERSON EQUITY LLC located in Reno, Nevada.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Timothy has worked at 21 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Sherer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)-THE SHERER GROUP, LLC; 2 N SANTA CRUZ AVE., STE 201 LOS GATOS, CA 95030; DBA NAME - BUSINESS PLUS LIFE INSURANCE, FIXED ANNUITIES(NON-VARIABLE). I AM THE MANAGING MEMBER AND I HAVE BEEN OPERATING THIS BUSINESS FOR OVER 40 YEARS, BUT INDEPENDENTLY SINCE LEAVING MY PREVIOUS BROKER DEALER (METLIFE SECURITIES) SINCE 12/2002. I SPEND OVER 50 HOURS WEEKLY IN BUSINESS THROUGH THE SHERER GROUP LLC - I DEVOTE LESS THAN 10 HOURS WEEKLY DURING TRADING HOURS; MARKETING SECURITIES RELATED PRODUCTS OFFERING THROUGH EMERSON EQUITY LLC AND NON-SECURITIES BASED PRODUCTS. 2)-ACCESS CAPITAL GROUP LLC - 2N SANTA CRUZ AVE., STE 201, LOS GATOS, CA 95030 - INVESTMENT RELATED - WHOLESALING FOR SELECT SPONSORS - PARTNER - 10 HRS MONTHLY - 5 HRS DURING SECURITIES TRADING HRS. 3) WSU PULLMAN, LLC-INVESTMENT RELATED, 155 BOVET ROAD STE 725 SAN MATEO, CA 94402, REAL ESTATE FINANCE, MANAGING MEMBER, MANAGEMENT, 10 HOURS MONTHLY AND 10 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 08/2023
CRS (Client Relationship Summary) - RIA
Click below to view Timothy John Sherer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy John Sherer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2019 - Present
EMERSON EQUITY LLC
Office #1: 335 West 1st Street, Reno, NV 89503Office #2: 2 N Santa Cruz Ave. Suite 201, Los Gatos, CA 95030RIA
BD
CRD#: 130032
Reno, NV
Current
April 17, 2019 - Present
EMERSON EQUITY LLC
Office #1: 335 West 1st Street, Reno, NV 89503Office #2: 2 N Santa Cruz Ave. Suite 201, Los Gatos, CA 95030RIA
BD
CRD#: 130032
Reno, NV
Past
June 23, 2015 - April 15, 2019
COLONY PARK FINANCIAL SERVICES LLC.
RIA
CRD#: 41534
SAN JOSE, CA
Past
June 22, 2015 - April 15, 2019
SANDLAPPER SECURITIES, LLC
BD
CRD#: 137906
Los Gatos, CA
Past
February 13, 2015 - June 19, 2015
SCF SECURITIES, INC.
BD
CRD#: 47275
San Jose, CA
Past
February 3, 2015 - June 19, 2015
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
FRESNO, CA
Past
May 5, 2008 - February 6, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
SAN JOSE, CA
Past
July 5, 2007 - February 6, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
SAN JOSE, CA
Past
June 28, 2007 - July 9, 2007
REGAL SECURITIES, INC.
BD
CRD#: 7297
GLENVIEW, IL
Past
December 8, 2004 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
SAN JOSE, CA
Past
February 3, 2004 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JOSE, CA
Past
September 18, 2002 - January 3, 2003
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SAN JOSE, CA
Past
February 1, 2001 - January 3, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 1, 2001 - January 3, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
June 14, 1997 - February 6, 2001
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
December 8, 1992 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
December 8, 1992 - June 3, 1997
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
February 13, 1992 - November 3, 1992
SOARES FINANCIAL GROUP, INC.
BD
CRD#: 16286
Past
March 23, 1990 - December 31, 1991
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
May 10, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Past
June 15, 1987 - April 6, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
November 6, 1979 - June 8, 1987
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Past
July 14, 1977 - November 5, 1979
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
Past
January 3, 1977 - May 4, 1977
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2021)
RR
Arizona(4/22/2019)
IAR
California(4/15/2019)
RR
California(4/17/2019)
RR
Colorado(5/31/2019)
RR
Florida(4/17/2019)
RR
Georgia(4/29/2021)
RR
Idaho(4/15/2021)
RR
Indiana(5/1/2019)
RR
Louisiana(6/22/2021)
RR
Maryland(8/19/2025)
RR
Minnesota(5/3/2019)
RR
Nevada(4/17/2019)
RR
New Jersey(5/10/2022)
RR
New York(4/22/2019)
RR
North Carolina(8/15/2025)
RR
Oklahoma(8/11/2022)
RR
Pennsylvania(4/23/2019)
RR
South Carolina(4/17/2019)
RR
Tennessee(6/9/2025)
RR
Texas(4/30/2019)
IAR
Texas(4/30/2019)
RR
Virginia(7/26/2021)
RR
Washington(8/9/2023)
RR
Wisconsin(4/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/5/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
