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Joseph Michael Mcdonough

CRD# 833555·Registered 1977 - 1989
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Michael Mcdonough was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1977 - 1989. Joseph had worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 4, F04 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

POWER SECURITIES CORPORATION·CRD# 15527
BD
January 8, 1988 - February 28, 1989
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
January 14, 1987 - November 16, 1987
POWER SECURITIES CORPORATION·CRD# 15527
BD
May 8, 1985 - October 28, 1985
ALLIED CAPITAL GROUP, INC.·CRD# 13146
BD
January 24, 1985 - December 17, 1986
CAPITAL PLANNING ASSOCIATES, INC.·CRD# 15107
BD
June 15, 1984 - January 25, 1985
CAPITAL CONSULTING ASSOCIATES, INC.·CRD# 14394
BD
March 28, 1984 - August 20, 1986
FIRST FINANCIAL SECURITIES, INC.·CRD# 6758
BD
December 9, 1981 - September 6, 1983
SECURITY TRADERS, INC.·CRD# 7160
BD
February 17, 1977 - July 13, 1977

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Current Firm

PS
POWER SECURITIES CORPORATION

J. B. POWER SECURITIES, LTD. | POWER SECURITIES CORPORATION | JB POWER SECURITIES

CRD#: 15527 / SEC#: 8-33326
BD
Expelled by FINRA on 03/16/1990

Contact Information

Established

Colorado since 08/09/1984

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1982About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1985About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1982About the Series 4 exam

F04 — Financial Principal Examination

Passed Feb 1977

Series 40 — Registered Principal Examination

Passed Feb 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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