Joseph M. Mcdonough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Mcdonough was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1977. Joseph had worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
January 14, 1987 - November 16, 1987
THE STUART-JAMES COMPANY, INCORPORATED
May 8, 1985 - October 28, 1985
POWER SECURITIES CORPORATION
January 24, 1985 - December 17, 1986
ALLIED CAPITAL GROUP, INC.
June 15, 1984 - January 25, 1985
CAPITAL PLANNING ASSOCIATES, INC.
March 28, 1984 - August 20, 1986
CAPITAL CONSULTING ASSOCIATES, INC.
December 9, 1981 - September 6, 1983
FIRST FINANCIAL SECURITIES, INC.
February 17, 1977 - July 13, 1977
SECURITY TRADERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 2/25/1977
Financial Principal ExaminationSeries 40
Date: 2/11/1977
Registered Principal ExaminationCurrent Firm
POWER SECURITIES CORPORATION
CRD#: 15527 / SEC#: , 8-33326
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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