Anthony J. Miranti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Miranti, who also goes by James Miranti Anthony, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1977. Anthony had worked at 7 firms and has passed the Series 63, Series 27, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1994 - May 5, 1995
EMMETT A LARKIN COMPANY, INC.
October 19, 1990 - July 7, 1994
U.S. SECURITIES CLEARING CORP.
February 22, 1990 - October 19, 1990
SIGNATURE EQUITIES CORPORATION
April 4, 1985 - May 9, 1989
WS GRIFFITH SECURITIES, INC.
September 28, 1982 - November 29, 1989
SENTRA SECURITIES CORPORATION
February 10, 1980 - August 12, 1982
LPL FINANCIAL LLC
August 23, 1978 - February 22, 1979
SYNTEK SECURITIES, INC.
February 17, 1977 - January 16, 1978
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 2/10/1977
Registered Principal ExaminationCurrent Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
