Stephen R. Kinkade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Roy Kinkade was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1977. Stephen had worked at 40 firms and has passed the SIE, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2013 - March 18, 2016
WAVEEDGE PARTNERS LLC
December 12, 2012 - March 3, 2017
STOCKPILE INVESTMENTS, INC.
October 28, 2010 - March 25, 2011
DUNMORE TRADING LLC
February 26, 2007 - April 30, 2009
CABRILLO BROKER, L.L.C
May 9, 2006 - February 11, 2014
GBS FINANCIAL CORP.
April 21, 2006 - May 27, 2008
BONDMART, INC.
June 6, 2003 - May 13, 2004
ICG SECURITIES LTD.
February 8, 2001 - May 2, 2001
BONDMART, INC.
October 7, 1999 - October 1, 2001
FORTREND SECURITIES, INC.
March 11, 1999 - April 6, 2009
EPLANNING SECURITIES, INC.
December 22, 1997 - April 12, 2001
PROPERTY CAPITAL SECURITIES, INC.
December 20, 1995 - June 28, 2011
MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER
July 14, 1995 - March 10, 2017
ROBERT BLUM MUNICIPALS, INC.
July 16, 1993 - April 30, 2012
FREMONT CAPITAL, INC.
December 7, 1992 - April 20, 1993
SUTTER SECURITIES INCORPORATED
October 9, 1992 - December 22, 1992
COAST PARTNERS FINANCIAL CORPORATION
April 23, 1991 - March 18, 2002
GOLDEN GATE SECURITIES LLC
April 3, 1991 - January 21, 1997
S F SENTRY SECURITIES, INC.
November 30, 1989 - March 13, 2017
WESTHOFF, CONE & HOLMSTEDT
October 3, 1989 - May 29, 1991
MCCORMICK CAPITAL INVESTMENTS, INC.
May 25, 1989 - May 14, 2010
BABCOCK & BROWN FINANCIAL CO. LLC
May 9, 1989 - May 13, 2009
GB INVESTMENT SECURITIES, INC.
October 27, 1988 - June 13, 1989
CORPORATE CAPITAL SECURITIES, INC.
August 27, 1988 - June 19, 1989
LONDON ZURICH SECURITIES, INC.
December 18, 1987 - January 14, 1994
CROSS CAPITAL CORPORATION
October 23, 1987 - February 25, 1988
EQIS SECURITIES, LLC
October 8, 1987 - February 25, 1989
PRIVATE SECURITIES NETWORK, INC.
February 11, 1987 - March 8, 1988
LLOYD G. WILSON SECURITIES, INC.
January 12, 1987 - April 5, 1988
BANCROFT, GARCIA & LAVELL, INC.
April 23, 1985 - July 3, 1990
DUKE MCELROY & COMPANY, INC.
May 3, 1983 - June 26, 1986
BANCROFT, O'CONNOR, CHILTON & LAVELL, INC.
February 3, 1983 - June 17, 1987
R.L. CRARY & CO., INC.
December 14, 1982 - January 30, 1988
MANN, URFER INC.
December 12, 1979 - December 31, 1984
HUGH MARTIN & CO.
November 29, 1979 - January 4, 1980
MONTEREY SECURITIES CORPORATION
May 4, 1979 - January 31, 1981
WEST COAST SECURITIES CORPORATION
April 12, 1979 - November 30, 1979
NORTHFIELD INVESTMENTS INC.
August 23, 1978 - July 16, 1982
ACUMENT SECURITIES, INC.
July 20, 1978 - March 9, 2017
BUTLER MUNI, LLC
February 17, 1977 - August 10, 1978
R. L. CRARY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 2/10/1977
Registered Principal ExaminationF04
Date: 1/20/1977
Financial Principal ExaminationCurrent Firm
WAVEEDGE PARTNERS LLC
CRD#: 126182 / SEC#: , 8-65863
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
