Charles M. Barnhill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Mitchell Barnhill, AIF®, who also goes by Mickey Barnhill, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - July 1, 2024
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - July 1, 2024
TRUIST INVESTMENT SERVICES, INC.
October 8, 2013 - February 17, 2021
BB&T SECURITIES, LLC
October 4, 2013 - February 17, 2021
BB&T SECURITIES, LLC
May 15, 2002 - October 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2002 - October 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
February 10, 2000 - May 16, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 1998 - May 16, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 7, 1993 - January 1, 1998
NATIONSSECURITIES
February 5, 1990 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 5, 1984 - February 13, 1990
WACHOVIA SECURITIES, INC.
September 29, 1982 - September 3, 1984
EDWARD JONES
September 25, 1981 - May 13, 1983
MARQUETTE FINANCIAL GROUP, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/14/1977
Registered Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
