Herman R. Wehmeier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herman Richard Wehmeier JR, who also goes by Herman Richard Wehmeier, Rik Wehmeier, was a registered financial professional .
Herman is a previously registered financial professional and started their career in finance in 1977. Herman had worked at 5 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 1990 - April 8, 2025
EXECUTIVE SERVICES SECURITIES, LLC
June 30, 1988 - September 14, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 28, 1987 - March 23, 1990
MUTUAL SERVICE CORPORATION
September 17, 1980 - October 27, 1987
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 15, 1977 - November 27, 1980
FINANCIAL INDUSTRIES SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 2/11/1977
Registered Representative ExaminationCurrent Firm
EXECUTIVE SERVICES SECURITIES, LLC
CRD#: 25299 / SEC#: , 8-41649
Contact information
FINRA licenses (49 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.