John Shellenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Shellenberger JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2013 - October 1, 2014
MCDERMOTT INVESTMENT SERVICES, LLC
January 4, 2013 - May 30, 2013
DFPG INVESTMENTS, LLC
January 20, 2010 - December 31, 2010
PACIFIC WEST SECURITIES, INC.
January 6, 2010 - December 31, 2010
PACIFIC WEST FINANCIAL CONSULTANTS INC
January 15, 2003 - December 31, 2009
PACIFIC WEST FINANCIAL CONSULTANTS INC
January 15, 2003 - December 31, 2009
PACIFIC WEST SECURITIES, INC.
July 8, 1997 - January 14, 2003
PROTECTED INVESTORS OF AMERICA
September 3, 1993 - January 14, 2003
PROTECTED INVESTORS OF AMERICA
May 16, 1990 - July 22, 1993
THE ADVISORS GROUP, INC.
November 9, 1988 - May 14, 1990
INVESTMENT ARCHITECTS, INC.
October 2, 1987 - January 23, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 2, 1981 - October 10, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
February 15, 1977 - March 2, 1981
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/3/1977
Registered Representative ExaminationCurrent Firm
MCDERMOTT INVESTMENT SERVICES, LLC
CRD#: 154926 / SEC#: , 8-68683
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
