Richard L. Behr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lloyd Behr, who also goes by Richard L Behr Jr, Richard Lloyd Behr Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1977. Richard had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - March 13, 2018
ONEDIGITAL
November 24, 2014 - December 31, 2014
ONEDIGITAL
October 7, 2014 - January 9, 2015
GLOBAL RETIREMENT PARTNERS LLC
September 12, 2014 - May 26, 2016
LPL FINANCIAL LLC
August 28, 2008 - September 12, 2014
FINANCIAL TELESIS INC
June 10, 2008 - November 17, 2014
FINANCIAL TELESIS INC
January 1, 1999 - April 14, 2015
BEHR HOLDINGS 1, LTD.
November 19, 1989 - October 1, 1993
OSAIC WEALTH, INC.
November 3, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 17, 1986 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
July 22, 1984 - February 12, 1986
HICKEY, KOBER, INCORPORATED
April 16, 1984 - August 23, 1984
OMNIVEST, INC.
October 9, 1981 - May 29, 1984
CONSOLIDATED INVESTMENT SERVICES, INC.
November 20, 1980 - February 12, 1981
FINANCIAL PLANNERS EQUITY CORPORATION
June 29, 1979 - February 17, 1980
CONSOLIDATED INVESTMENT SERVICES, INC.
February 15, 1977 - August 14, 1978
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
ONEDIGITAL
CRD#: 106766 / SEC#: 801-40622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/11/1977
Registered Representative ExaminationCurrent Firm
ONEDIGITAL
CRD#: 106766 / SEC#: 801-40622
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
