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ER

Eric Riedman

Some features on this profile are disabled
CRD#: 833344
ER

Professional summary

Eric Riedman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Eric is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, Eric had worked at 10 firms, which includes FIRST SUMMIT SECURITIES INC., R.P. INVESTMENT COUNSELORS INC., ANDOVER SECURITIES INC., SECURITIES AMERICA INC., WELLMONT SECURITIES L.P., INVESTMENT CAPITAL CORPORATION, ROBERT DEAN EQUITIES INC., ISLAND PLANNING CORP. OF AMERICA, CARDELL & ASSOCIATES INCORPORATED, REMIT SECURITIES LTD..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Reidman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 23, 1996 - October 21, 1999

FIRST SUMMIT SECURITIES, INC.

BD
CRD#: 39033
STROUDSBURG, PA
Past

March 28, 1994 - December 3, 1996

R.P. INVESTMENT COUNSELORS, INC.

BD
CRD#: 17701
Past

July 6, 1992 - February 14, 1994

ANDOVER SECURITIES, INC.

BD
CRD#: 16903
KANSAS CITY, MO
Past

June 14, 1991 - July 7, 1992

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

May 7, 1990 - June 14, 1991

WELLMONT SECURITIES, L.P.

BD
CRD#: 19473
Past

August 9, 1988 - November 8, 1989

INVESTMENT CAPITAL CORPORATION

BD
CRD#: 13321
Past

September 4, 1987 - August 4, 1988

ROBERT DEAN EQUITIES INC.

BD
CRD#: 18245
Past

February 14, 1984 - August 6, 1987

ISLAND PLANNING CORP. OF AMERICA

BD
CRD#: 444
Past

August 1, 1981 - February 16, 1984

CARDELL & ASSOCIATES, INCORPORATED

BD
CRD#: 7700
Past

February 11, 1977 - September 14, 1978

REMIT SECURITIES, LTD.

BD
CRD#: 7162

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/29/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 8/28/1981
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 2/4/1977
Registered Representative Examination

Current Firm

FS
FIRST SUMMIT SECURITIES, INC.
FIRST SUMMIT SECURITIES, INC.

CRD#: 39033 / SEC#: , 8-48503

BD
Terminated by SEC on 03/19/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 01/18/1994
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PEROSI, LOUIS JRCEO/DIRECTOR360441

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST SUMMIT SECURITIES, INC.

CRD#: 39033

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