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Eric Riedman

CRD# 833344·Registered 1977 - 1999
Barred: Eric Riedman was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Eric Riedman, who also goes by Eric Reidman, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1977 - 1999. Eric had worked at 10 firms and has passed the Series 63, Series 22 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Reidman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

FIRST SUMMIT SECURITIES, INC.·CRD# 39033
BD
Stroudsburg, PA
December 23, 1996 - October 21, 1999
R.P. INVESTMENT COUNSELORS, INC.·CRD# 17701
BD
March 28, 1994 - December 3, 1996
ANDOVER SECURITIES, INC.·CRD# 16903
BD
Kansas City, MO
July 6, 1992 - February 14, 1994
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
June 14, 1991 - July 7, 1992
WELLMONT SECURITIES, L.P.·CRD# 19473
BD
May 7, 1990 - June 14, 1991
INVESTMENT CAPITAL CORPORATION·CRD# 13321
BD
August 9, 1988 - November 8, 1989
ROBERT DEAN EQUITIES INC.·CRD# 18245
BD
September 4, 1987 - August 4, 1988
ISLAND PLANNING CORP. OF AMERICA·CRD# 444
BD
February 14, 1984 - August 6, 1987
CARDELL & ASSOCIATES, INCORPORATED·CRD# 7700
BD
August 1, 1981 - February 16, 1984
REMIT SECURITIES, LTD.·CRD# 7162
BD
February 11, 1977 - September 14, 1978

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Current Firm

FS
FIRST SUMMIT SECURITIES, INC.

FIRST SUMMIT SECURITIES, INC.

CRD#: 39033 / SEC#: 8-48503
BD
Terminated by SEC on 03/19/2001

Contact Information

Established

New Jersey since 01/18/1994

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
PEROSI, LOUIS JRCEO/DIRECTOR360441

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1988About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 1981About the Series 22 exam

Series 1 — Registered Representative Examination

Passed Feb 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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