Dennis L. Astorri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Louis Astorri was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1972. Dennis had worked at 7 firms and has passed the Series 63, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1986 - September 26, 1988
1ST SECURITIES OF AMERICA
May 15, 1984 - June 5, 1985
KOBRIN SECURITIES, INC.
July 1, 1980 - December 5, 1983
E. F. HUTTON & COMPANY INC
May 29, 1979 - August 3, 1980
PHILIPS, APPEL & WALDEN, INC.
November 4, 1974 - May 30, 1979
FIRST JERSEY SECURITIES, INC.
February 5, 1973 - December 1, 1974
MAYFLOWER SECURITIES CO., INC.
October 2, 1972 - March 2, 1973
FLAKS ZASLOW & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/28/1972
Registered Representative ExaminationCurrent Firm
1ST SECURITIES OF AMERICA
CRD#: 16110 / SEC#: , 8-33528
Contact information
Documents
Red Flags
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