Bonita G. Crockett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonita Gayle Crockett, who also goes by Bonita G Crockett, Bonita Gayle Schroder Crockett, Bonita Schroder Crockett, Bonita G Schroder, was a registered financial professional .
Bonita is a previously registered financial professional and started their career in finance in 1977. Bonita had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2003 - March 30, 2004
SPENCER EDWARDS, INC.
April 21, 1995 - June 27, 2002
DEUTSCHE IXE, LLC
February 11, 1991 - August 20, 1991
DEUTSCHE IXE, LLC
May 8, 1985 - October 25, 1990
R.B. MARICH, INC.
July 12, 1984 - December 27, 1984
RICHEY, FRANKEL & COMPANY
March 15, 1983 - May 9, 1984
CHESLEY AND DUNN, INC.
May 18, 1981 - February 22, 1982
WALFORD, DEMARET & CO., INC.
May 28, 1978 - May 16, 1981
AMERICAN WESTERN SECURITIES, INC.
November 1, 1977 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
February 2, 1977 - November 28, 1977
PITTMAN & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/28/1999
Limited Representative-Equity Trader ExamSeries 40
Date: 1/28/1977
Registered Principal ExaminationCurrent Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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