Paul A. Vaughan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Albert Vaughan JR was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1977. Paul had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2009 - December 26, 2014
WILBANKS SECURITIES, INC.
June 26, 2008 - September 11, 2009
NEXT FINANCIAL GROUP, INC.
May 2, 2001 - June 25, 2008
AMUNI FINANCIAL, INC.
November 8, 1988 - April 12, 2001
MARION BASS SECURITIES CORPORATION
January 25, 1988 - November 14, 1988
FIRST ALLIANCE SECURITIES, INC.
July 31, 1987 - February 1, 1988
CITADEL CAPITAL GROUP, INC.
September 30, 1986 - August 8, 1987
LANE, MCNALLY & JACKSON, INC.
March 21, 1983 - November 2, 1984
THOMSON MCKINNON SECURITIES INC.
February 1, 1977 - March 28, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/8/1984
Foreign Currency Options ExaminationCurrent Firm
WILBANKS SECURITIES, INC.
CRD#: 40673 / SEC#: , 8-49134
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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