Martin V. Vaughn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Victor Vaughn was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1977. Martin had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 27, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2016 - March 26, 2019
QUOIN CAPITAL LLC
October 25, 2011 - December 31, 2013
SECURITY CAPITAL BROKERAGE, INC.
July 23, 2009 - September 23, 2009
DOLEY SECURITIES, LLC.
April 27, 2006 - January 18, 2008
QUOIN CAPITAL LLC
January 16, 2003 - September 28, 2005
BOE SECURITIES INC.
June 19, 2000 - October 30, 2001
STURDIVANT & CO. INC
September 29, 1999 - April 14, 2000
SBK-BROOKS INVESTMENT CORP.
July 29, 1996 - June 14, 1999
BLAYLOCK & COMPANY, INC.
August 21, 1989 - July 22, 1996
PRYOR, COUNTS & CO., INC.
May 23, 1989 - September 26, 1989
WELDON SULLIVAN CARMICHAEL & COMPANY
May 18, 1987 - November 12, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 18, 1987 - November 12, 1988
EQUITABLE ADVISORS, LLC
February 1, 1977 - February 24, 1978
LEGEL, BRASWELL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 1/22/1977
Registered Principal ExaminationCurrent Firm
QUOIN CAPITAL LLC
CRD#: 136160 / SEC#: , 8-66980
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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