Donald Woodson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Woodson, who also goes by Don Woodson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1977. Donald had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2004 - February 10, 2016
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
September 24, 1999 - December 22, 1999
AC FINANCIAL, INC.
September 24, 1999 - April 11, 2003
AURA FINANCIAL SERVICES, INC.
October 29, 1998 - April 6, 1999
AMERICAN CLASSIC SECURITIES, INC.
August 12, 1997 - October 28, 1998
AURA FINANCIAL SERVICES, INC.
January 13, 1982 - September 10, 1985
NATHAN & LEWIS SECURITIES, INC.
February 1, 1977 - August 27, 1984
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/21/1977
Registered Representative ExaminationCurrent Firm
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
CRD#: 104237 / SEC#: , 8-52699
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRONCOSO, ARTHUR BONIFICIO JR | CCO/CHEIF COMPLIANCE OFFICER | 2922193 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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