Willis L. Stowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willis Lloyd Stowers JR, who also goes by Bill Stowers Jr, Bill Stowers, was a registered financial professional .
Willis is a previously registered financial professional and started their career in finance in 1977. Willis had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1997 - December 17, 1999
BOLTON FINANCIAL SERVICES, LLC
December 1, 1995 - February 22, 1996
STERNE, AGEE & LEACH, INC.
September 20, 1991 - December 1, 1995
SAL CLEARING CORPORATION
March 3, 1987 - August 28, 1991
POWELL & SATTERFIELD, INC.
January 6, 1978 - November 1, 1985
STEPHENS
February 1, 1977 - January 7, 1978
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/17/1977
Registered Representative ExaminationCurrent Firm
BOLTON FINANCIAL SERVICES, LLC
CRD#: 10339 / SEC#: , 8-27011
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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