William L. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Louis Robinson JR, who also goes by William L Robinson Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1993 - August 30, 2005
DUNWOODY BROKERAGE SERVICES, INC.
January 22, 1990 - June 23, 1993
ARGENT SECURITIES, INC.
November 19, 1989 - January 30, 1990
OSAIC WEALTH, INC.
October 7, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 31, 1980 - August 15, 1987
UBS FINANCIAL SERVICES INC.
February 1, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUNWOODY BROKERAGE SERVICES, INC.
CRD#: 31183 / SEC#: , 8-45423
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
