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Ronald None Pellegrino

CRD# 832857·Registered 1977 - 2003
Barred: Ronald None Pellegrino was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Ronald None Pellegrino, who also goes by Ronald Pellegrino, was a registered financial advisor. Ronald was a previously registered financial advisor and started their career in finance 1977 - 2003. Ronald had worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald Pellegrino

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

METROPOLITAN FINANCIAL SERVICES, INC.·CRD# 116602
RIA
Spokane, WA
December 20, 2001 - December 15, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.·CRD# 14146
BD
Spokane, WA
July 12, 2001 - December 15, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
March 22, 2001 - June 21, 2001
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Hartford, CT
September 11, 2000 - November 20, 2000
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Westlake Village, CA
August 25, 1999 - April 27, 2000
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Westlake Village, CA
June 21, 1994 - May 13, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
March 28, 1991 - December 31, 1993
CAL FED INVESTMENTS·CRD# 19631
BD
Sacramento, CA
June 25, 1987 - May 3, 1990
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
November 18, 1986 - January 22, 1988
FIRST COLUMBIA CORPORATION·CRD# 6443
BD
July 3, 1985 - September 29, 1986
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - May 6, 1985
LEHMAN BROTHERS INC.·CRD# 7506
BD
March 29, 1979 - September 30, 1981
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
February 1, 1977 - January 31, 1980

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1977About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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