Ronald N. Pellegrino
Professional summary
Ronald None Pellegrino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial advisor and started their career in finance in 1977. Prior to being barred, Ronald had worked at 12 firms, which includes METROPOLITAN FINANCIAL SERVICES INC., METROPOLITAN INVESTMENT SECURITIES INC., MORGAN STANLEY DW INC., GLOBAL ATLANTIC DISTRIBUTORS LLC, MUTUAL SECURITIES INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., CAL FED INVESTMENTS, CAPITAL BROKERAGE CORPORATION, FIRST COLUMBIA CORPORATION, UBS FINANCIAL SERVICES INC., LEHMAN BROTHERS INC., PAINE WEBBER JACKSON & CURTIS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2001 - December 15, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
July 12, 2001 - December 15, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
March 22, 2001 - June 21, 2001
MORGAN STANLEY DW INC.
September 11, 2000 - November 20, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 25, 1999 - April 27, 2000
MUTUAL SECURITIES, INC.
June 21, 1994 - May 13, 1999
MUTUAL SECURITIES, INC.
March 28, 1991 - December 31, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 25, 1987 - May 3, 1990
CAL FED INVESTMENTS
November 18, 1986 - January 22, 1988
CAPITAL BROKERAGE CORPORATION
July 3, 1985 - September 29, 1986
FIRST COLUMBIA CORPORATION
January 31, 1980 - May 6, 1985
UBS FINANCIAL SERVICES INC.
March 29, 1979 - September 30, 1981
LEHMAN BROTHERS INC.
February 1, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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