Terry G. Feil

AVISEN ADVISORS

Sacramento, CA 95864

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CRD#: 832849

Professional summary

Terry George Feil JR is a registered financial advisor currently at AVISEN ADVISORS, LLC located in Sacramento, California and AVISEN WEALTH MANAGEMENT, INC. located in Sacramento, California.

Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Terry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AVISEN ADVISORS, LLC., 3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864 RIA INVESTMENT RELATED. INVESTMENT ADVISOR REPRESENTATIVE, DUTIES INCLUDE PORTFOLIO MANAGEMENT SERVICES. START DATE IS JANUARY 14, 2002. APPROXIMATELY 85 HOURS PER MONTH DEVOTED TO BUSINESS, OF WHICH 48 HOURS ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry George Feil JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2002 - Present

AVISEN ADVISORS, LLC

Office #1: 3620 American River Drive Suite 145, Sacramento, CA 95864

RIA

CRD#: 113791

Sacramento, CA

Current

August 26, 2003 - Present

AVISEN WEALTH MANAGEMENT, INC.

Office #1: 3620 American River Drive, Suite 145, Sacramento, CA 95864

CRD#: 125977

Sacramento, CA

Past

October 17, 2002 - December 31, 2004

AVISEN ADVISORS, LLC

RIA

CRD#: 113791

SACRAMENTO, CA

Past

January 14, 2002 - October 27, 2003

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

October 26, 1993 - January 11, 2002

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

September 4, 1990 - November 2, 1993

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 26, 1985 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

July 1, 1980 - September 3, 1985

SUTRO & CO. INCORPORATED

CRD#: 801

Past

January 31, 1980 - July 30, 1980

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

February 1, 1977 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVISEN ADVISORS, LLC

AVISEN ADVISORS, LLC | BROWN ROBELLO CAPITAL MANAGEMENT, LLC

CRD#: 113791 / SEC#: 801-67652

RIA

Registered Investment Advisory firm - (5/7/2007 Approved)

California

Registered Investment Advisory firm - (8/22/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/19/2020)

IAR

California
(10/17/2002)

California
(8/27/2003)

Colorado
(6/5/2024)

Connecticut
(6/6/2017)

Florida
(7/18/2014)

Maryland
(3/29/2005)

Massachusetts
(9/14/2012)

South Dakota
(1/22/2025)

Texas
(8/20/2014)

Virginia
(1/3/2019)

Washington
(2/14/2022)

Wisconsin
(6/23/2017)

Wyoming
(1/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 10/4/1985

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

AVISEN ADVISORS, LLC

AVISEN ADVISORS, LLC | BROWN ROBELLO CAPITAL MANAGEMENT, LLC

CRD#: 113791 / SEC#: 801-67652

RIA

Registered Investment Advisory firm - (5/7/2007 Approved)

California

Registered Investment Advisory firm - (8/22/2007 Terminated)

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Contact information

Main Address

3620 American River Drive Suite 145, Sacramento, CA 95864

Mailing Address

Phone number

(916) 480-2747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	422
AUM (Assets Under Management)	$ 356,123,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Terry G. Feil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry George Feil JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVISEN WEALTH MANAGEMENT, INC.

AVISEN ADVISORS, LLC

ROUND HILL SECURITIES, INC.

PIPER SANDLER & CO.

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

SUTRO & CO. INCORPORATED

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

AVISEN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2000

Series 63

Date: 12/20/1994

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1977

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 10/4/1985

FINRA

Current Firm

AVISEN ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVISEN ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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