Judith M. Rufner
Professional summary
Judith Marie Rufner, who also goes by Judith Miller, Judith M Rufner, is a registered financial professional currently at PORT SECURITIES, INC. located in Newport Beach, California.
Judith is registered as a RR (Registered Representative) and started their career in finance in 1977. Judith has worked at 3 firms and has passed the Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Judith Marie Rufner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2013 - Present
PORT SECURITIES, INC.
Office #1: 2717 W. Coast Hwy, Newport Beach, CA 92663July 3, 1997 - June 6, 2013
MONTAG & JOSELSON
January 26, 1977 - June 20, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2013)
(6/6/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PORT SECURITIES, INC.
CRD#: 43936 / SEC#: , 8-50492
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEMMON, RICHARD HORATIO JR | PRESIDENT, CFO,CCO & SECRETARY | 1874827 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
