John E. Ogles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edwin Ogles was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - March 20, 2017
VINING-SPARKS IBG, LLC
October 26, 1990 - December 16, 2016
ICBA SECURITIES
September 10, 1990 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
September 21, 1987 - September 25, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
January 6, 1986 - September 22, 1987
VINING-SPARKS SECURITIES, INC.
January 26, 1977 - January 4, 1979
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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