Dean G. Amundson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Gregory Amundson was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1977. Dean had worked at 7 firms and has passed the Series 63, Series 5, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 1991 - December 31, 2023
PRIVATE INCOME CAPITAL MANAGEMENT
April 15, 1991 - October 14, 2013
FIRST WASHINGTON CORPORATION
October 28, 1985 - March 11, 1991
BENAROYA SECURITIES COMPANY
September 27, 1983 - November 23, 1985
BOETTCHER & COMPANY, INC.
April 19, 1982 - October 10, 1983
PRUDENTIAL EQUITY GROUP, LLC
May 13, 1981 - April 8, 1982
LEHMAN BROTHERS INC.
January 26, 1977 - May 25, 1980
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
PRIVATE INCOME CAPITAL MANAGEMENT
CRD#: 117574 / SEC#: 801-66399
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 290,506,749 |
Red Flags
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