John C. Maucere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Maucere JR, who also goes by John Charles Maucere, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 7 firms and has passed the Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1988 - February 6, 1989
INVESTORS CENTER, INC.
January 1, 1987 - May 3, 1988
BEURET & COMPANY, LTD.
October 31, 1986 - December 16, 1986
KRM CAPITAL INC.
June 22, 1984 - October 26, 1984
ROONEY, PACE INC.
December 30, 1980 - February 23, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
September 26, 1978 - March 10, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 1/31/1977
NYSE Branch Manager ExaminationSeries 40
Date: 1/20/1977
Registered Principal ExaminationCurrent Firm
INVESTORS CENTER, INC.
CRD#: 14670 / SEC#: , 8-31290
Contact information
Documents
Red Flags
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