Donald M. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Michael Daniels, who also goes by Dan Daniels, Don Daniels, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1977. Donald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2019 - January 23, 2025
DANIELS D'AMELIO INVESTMENT MANAGEMENT GROUP, LLC
September 10, 2009 - April 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2009 - April 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - September 14, 2009
MORGAN STANLEY
June 1, 2009 - September 14, 2009
MORGAN STANLEY
January 22, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 5, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 17, 1996 - January 30, 2001
ADVEST, INC.
July 17, 1992 - June 19, 1996
TUCKER ANTHONY INCORPORATED
December 10, 1990 - July 10, 1992
LEGG MASON WOOD WALKER, INCORPORATED
November 6, 1984 - January 15, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 1981 - October 19, 1984
CITIGROUP GLOBAL MARKETS INC.
September 26, 1978 - November 27, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationPC
Date: 9/1/1977
AMEX Put and Call ExamSeries 8
Date: 4/4/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DANIELS D'AMELIO INVESTMENT MANAGEMENT GROUP, LLC
CRD#: 301456 / SEC#: 801-115057
Contact information
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 50,717,105 |
Red Flags
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