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DR

Daniel S. Remigino

BUELL INVESTMENT ADVISORS
Glastonbury, CT 06033
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CRD#: 832485
DR

Professional summary


Daniel Stephen Remigino SR. is a registered financial advisor currently at BUELL INVESTMENT ADVISORS located in Glastonbury, Connecticut and BUELL SECURITIES CORP. located in Glastonbury, Connecticut.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Daniel has worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 5, PC, Series 7, Series 9, Series 10 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered with Buell Investment Advisors an affiliate of Buell Securities on April 4 2015.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Daniel Stephen Remigino SR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 14, 2015 - Present

BUELL INVESTMENT ADVISORS

Office #1: 200 Glastonbury Blvd 1st Fl, Glastonbury, CT 06033
RIA
CRD#: 173423
Glastonbury, CT
Current

March 6, 2015 - Present

BUELL SECURITIES CORP.

Office #1: 200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033
BD
CRD#: 1342
Glastonbury, CT
Past

February 20, 1997 - March 9, 2015

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
GLASTONBURY, CT
Past

January 2, 1997 - March 9, 2015

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
GLASTONBURY, CT
Past

February 15, 1988 - March 4, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

February 5, 1988 - January 24, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

September 16, 1983 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

September 26, 1978 - October 3, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

June 20, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572
Past

January 26, 1977 - July 10, 1977

ADVEST, INC.

BD
CRD#: 10

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/6/2015)
RR
California
(3/6/2015)
RR
Colorado
(3/6/2015)
RR
Connecticut
(3/6/2015)
IAR
Connecticut
(7/14/2015)
RR
Delaware
(3/31/2015)
RR
Florida
(3/6/2015)
RR
Illinois
(3/6/2015)
RR
Massachusetts
(3/6/2015)
RR
Nevada
(3/17/2015)
RR
New Jersey
(3/6/2015)
RR
New York
(3/6/2015)
RR
Ohio
(3/6/2015)
RR
Pennsylvania
(3/19/2015)
RR
Rhode Island
(3/19/2015)
RR
Virginia
(3/6/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 4/11/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/15/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 9/8/1977
AMEX Put and Call Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/30/1995
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


BI
BUELL INVESTMENT ADVISORS
BUELL INVESTMENT ADVISORS | BUELL INVESTMENT ADVISORS LLC

CRD#: 173423 / SEC#:

Connecticut
Registered Investment Advisory firm - (7/14/2015 Approved)
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Contact information


Main Address
200 Glastonbury Blvd 1st Fl, Glastonbury, CT 06033
Mailing Address
Phone number
(860) 657-1700
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts106
AUM (Assets Under Management)$ 35,152,939

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BUELL INVESTMENT ADVISORS

CRD#: 173423Glastonbury, CT 06033

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