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MB

Mark F. Blinder

Some features on this profile are disabled
CRD#: 832415
MB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Fisher Blinder was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1977. Mark had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 7, 2020 - October 2, 2023

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

January 13, 2009 - January 3, 2019

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
WEST BLOOMFIELD, MI
Past

April 14, 2008 - January 9, 2009

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
WEST BLOOMFIELD, MI
Past

November 16, 1999 - January 3, 2019

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
SCOTTSDALE, AZ
Past

March 4, 1994 - November 16, 1999

NORTHSTAR DISTRIBUTORS, INC.

BD
CRD#: 20863
STAMFORD, CT
Past

April 27, 1993 - February 16, 1994

J.W. KORTH & COMPANY

BD
CRD#: 26455
LANSING, MI
Past

June 12, 1991 - January 1, 1993

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

December 14, 1990 - June 17, 1991

J.W. KORTH & COMPANY

BD
CRD#: 26455
LANSING, MI
Past

June 10, 1988 - December 14, 1990

NSR DISTRIBUTORS, INC.

BD
CRD#: 20271
ENFIELD, CT
Past

December 16, 1982 - June 10, 1988

NATIONAL SECURITIES & RESEARCH CORPORATION

BD
CRD#: 614
Past

November 25, 1980 - December 9, 1982

U.S. MUTUAL SECURITIES CORP.

BD
CRD#: 7046
Past

January 17, 1977 - December 19, 1980

AMERICAN BIRTHRIGHT TRUST MANAGEMENT, INC.

BD
CRD#: 1060

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/8/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/1981
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 1/8/1977
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/24/1984
General Securities Principal Examination

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853

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