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Barry Steven Weiss

CRD# 832232·Registered 1977 - 2002
Barred: Barry Steven Weiss was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Barry Steven Weiss was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1977 - 2002. Barry had worked at 5 firms and has passed the Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

NEOVEST TRADING·CRD# 39798
BD
New York, NY
August 31, 1999 - February 1, 2002
FIDELITY NATIONAL CAPITAL INVESTORS, INC.·CRD# 30626
BD
Atlanta, GA
May 20, 1997 - February 17, 1999
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 17, 1989 - May 2, 1997
MORGAN STANLEY DW INC.·CRD# 7556
BD
April 18, 1984 - July 19, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
January 18, 1977 - June 18, 1977

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Current Firm

NT
NEOVEST TRADING

GLOBAL-NET-TRADING.COM, INC. | THE VOLUME INVESTOR, INCORPORATED | THE VOLUME INVESTOR, INC. | NEOVEST TRADING, INC. | NEOVEST TRADING

CRD#: 39798 / SEC#: 8-48838
BD
Terminated by SEC on 02/13/2007

Contact Information

Established

Georgia since 12/22/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NEOVEST HOLDINGS, INC.HOLDING COMPANY—
CHAO, ROBERTCHIEF FINANCIAL OFFICER/FINOP1952492
GRAYSON, ANDREW MILTONPRESIDENT & CEO2526632
GRAYSON, ANDREW MILTONCROP2526632
GRAYSON, ANDREW MILTONCHIEF COMPLIANCE OFFICER2526632

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1984About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jan 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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