Barry S. Weiss
Professional summary
Barry Steven Weiss was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, Barry had worked at 5 firms, which includes NEOVEST TRADING, FIDELITY NATIONAL CAPITAL INVESTORS INC., J.P. MORGAN SECURITIES LLC, MORGAN STANLEY DW INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1999 - February 1, 2002
NEOVEST TRADING
May 20, 1997 - February 17, 1999
FIDELITY NATIONAL CAPITAL INVESTORS, INC.
July 17, 1989 - May 2, 1997
J.P. MORGAN SECURITIES LLC
April 18, 1984 - July 19, 1989
MORGAN STANLEY DW INC.
January 18, 1977 - June 18, 1977
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Series 1
Date: 1/9/1977
Registered Representative ExaminationCurrent Firm
NEOVEST TRADING
CRD#: 39798 / SEC#: , 8-48838
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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