William W. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Wesley Palmer was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2000 - June 7, 2007
BEACONSFIELD FINANCIAL SERVICES, INC.
June 27, 1994 - September 20, 1999
HACKETT ASSOCIATES, INC.
January 28, 1980 - May 3, 1994
ALLEGHENY INVESTMENTS, LTD.
January 18, 1977 - January 31, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
January 18, 1977 - January 31, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
January 18, 1977 - January 31, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/10/1977
Registered Representative ExaminationCurrent Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
