Gerald B. Ahern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Brendan Ahern CFP was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1977. Gerald had worked at 13 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2015 - December 31, 2017
AVENTUS INVESTMENT ADVISORS, INC.
May 19, 2004 - November 9, 2015
AHERN WEALTH MANAGEMENT, INC.
January 25, 2001 - August 21, 2002
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 21, 2000 - January 18, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1991 - February 10, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 4, 1991 - February 10, 1993
OSAIC FA, INC.
June 15, 1988 - December 31, 1990
EQUITY SERVICES, INC.
October 28, 1986 - June 21, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
September 20, 1985 - November 5, 1986
F & G SECURITIES, INC.
March 28, 1984 - November 10, 1986
MONARCH SECURITIES, INC.
August 2, 1983 - October 11, 1984
NEW ENGLAND SECURITIES
July 7, 1982 - August 22, 1983
LINCOLN NATIONAL PENSION INSURANCE COMPANY
January 6, 1977 - June 22, 1982
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
AVENTUS INVESTMENT ADVISORS, INC.
CRD#: 153390 / SEC#: 801-131660
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/23/1976
Registered Representative ExaminationCurrent Firm
AVENTUS INVESTMENT ADVISORS, INC.
CRD#: 153390 / SEC#: 801-131660
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422 |
| AUM (Assets Under Management) | $ 130,417,176 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
