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Edward Francis Sadowski

CRD# 832094·Registered 1977 - 2004
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Francis Sadowski was a registered financial advisor. Edward was a previously registered financial advisor and started their career in finance 1977 - 2004. Edward had worked at 11 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

EXECUTIVE FINANCIAL SERVICES, INC.·CRD# 120340
RIA
Neptune, NJ
January 23, 2004 - December 17, 2004
EXECUTIVE FINANCIAL SERVICES, INC.·CRD# 120340
RIA
Neptune, NJ
August 16, 2002 - December 31, 2002
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
May 14, 2002 - August 19, 2003
APW CAPITAL, INC.·CRD# 43814
BD
Totowa, NJ
August 29, 2001 - June 6, 2002
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
December 20, 1996 - August 31, 2001
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 22, 1996 - November 26, 1996
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 20, 1994 - January 26, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 29, 1993 - December 21, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - December 20, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 12, 1991 - July 31, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 27, 1990 - August 14, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 20, 1983 - July 3, 1990
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
January 6, 1977 - May 25, 1984

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1983About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Mar 1983

Series 7 — General Securities Representative Examination

Passed Jan 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1976

Series 24 — General Securities Principal Examination

Passed Mar 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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