Edward F. Sadowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Francis Sadowski was a registered financial advisor .
Edward is a previously registered financial advisor and started their career in finance in 1977. Edward had worked at 11 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2004 - December 17, 2004
EXECUTIVE FINANCIAL SERVICES, INC.
August 16, 2002 - December 31, 2002
EXECUTIVE FINANCIAL SERVICES, INC.
May 14, 2002 - August 19, 2003
FIRST MONTAUK SECURITIES CORP.
August 29, 2001 - June 6, 2002
APW CAPITAL, INC.
December 20, 1996 - August 31, 2001
CETERA ADVISORS LLC
January 22, 1996 - November 26, 1996
OSAIC WEALTH, INC.
December 20, 1994 - January 26, 1996
MORGAN STANLEY DW INC.
November 29, 1993 - December 21, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - December 20, 1993
CITIGROUP GLOBAL MARKETS INC.
August 12, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
June 27, 1990 - August 14, 1991
PRUDENTIAL EQUITY GROUP, LLC
January 20, 1983 - July 3, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 1977 - May 25, 1984
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/3/1983
Interest Rate Options ExaminationSeries 1
Date: 12/16/1976
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
