Donna M. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Wolf, who also goes by Donna Marie Jamison, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1977. Donna had worked at 3 firms and has passed the F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 1993 - February 2, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
June 26, 1992 - May 27, 1993
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
January 3, 1977 - July 9, 1990
A. WEBSTER DOUGHERTY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 6/20/1977
Financial Principal ExaminationSeries 40
Date: 12/23/1976
Registered Principal ExaminationCurrent Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
