AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TC

Thomas E. Cavanagh

Some features on this profile are disabled
CRD#: 831909
TC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Edward Cavanagh was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1977. Thomas had worked at 11 firms and has passed the Series 63 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 14, 1991 - October 31, 1991

MANCHESTER RHONE SECURITIES CORP.

BD
CRD#: 15886
Past

October 16, 1990 - April 16, 1991

MANCHESTER RHONE SECURITIES CORP.

BD
CRD#: 15886
Past

August 17, 1990 - November 30, 1993

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

April 30, 1990 - November 7, 1991

V P SECURITIES, INC.

BD
CRD#: 16615
Past

December 21, 1988 - November 20, 1989

WILLIAM M. CADDEN & CO., INC.

BD
CRD#: 16363
Past

March 16, 1988 - December 31, 1988

WILLIAM SCOTT & CO. L.L.C.

BD
CRD#: 14979
UNION, NJ
Past

November 7, 1986 - January 1, 1989

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

June 30, 1986 - October 27, 1986

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

August 8, 1983 - June 30, 1986

S. D. COHN & CO.

BD
CRD#: 735
Past

August 13, 1981 - July 1, 1983

UNIFIED SECURITIES CORPORATION

BD
CRD#: 8024
Past

January 6, 1981 - June 30, 1986

S. D. COHN & CO.

BD
CRD#: 735
Past

December 7, 1979 - December 13, 1980

BROADCHILD SECURITIES CORP.

BD
CRD#: 7702
Past

January 3, 1977 - August 4, 1980

O'NEILL & FELDMAN, INC.

BD
CRD#: 7079

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/19/1985
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 40
Date: 12/23/1976
Registered Principal Examination

Current Firm

MR
MANCHESTER RHONE SECURITIES CORP.
HOTEL SECURITIES, INC. | MANCHESTER RHONE SECURITIES CORP.

CRD#: 15886 / SEC#: , 8-32879

BD
Expelled by FINRA on 07/01/1992
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
South Carolina since 10/15/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANCHESTER RHONE SECURITIES CORP.

CRD#: 15886

TRUST BUT VERIFY

Monitor Thomas Cavanagh

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.