Kevin C. Mccourt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Cornelius Mccourt was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1977. Kevin had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2005 - May 24, 2018
LOOP CAPITAL MARKETS LLC
April 3, 1988 - April 18, 1995
CIBC WORLD MARKETS CORP.
September 21, 1984 - October 20, 2005
CIBC WORLD MARKETS CORP.
November 23, 1979 - October 9, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
January 3, 1977 - August 4, 1980
O'NEILL & FELDMAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 12/23/1976
Registered Principal ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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